Helicopter technique

On this page we show you how a helicopter is built and how it flies. These are important prerequisites before your first trial flight hour. The information is divided into different areas.

Video - Helicopter flying yourself

In addition, we recommend the video for an introduction to the helicopter flying.

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Hinged rotors

The rotor blades of the first helicopters were connected rigidly to the rotor shaft. This led to an uncontrollable roll movement during forward flight, because due to the higher airspeed the advancing rotor blade generated more lift than the retreating blade. This repeatedly led to problems to the point of crashes. The first one to introduce flapping hinges and rotatable joints was Juan de la Cierva with his autogyros.

Contemporary modern rotor systems can be classified as follows:

- Hinged rotors
- Hingeless rotors
- Bearingless rotors

The hinged rotor systems possess mechanical flapping hinges and rotatable joints, as well as a bearing for the adjustment of the angle of incidence of the rotor blade (Fig 1). These hinges are very heavy on maintenance and thus expensive in upkeep.

Gelenkiger Rotor

Fig 1

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Hingeless rotos

In the hingeless rotor system the mechanical flapping hinges and rotatable joints are replaced by appropriately flexible materials at the root of the blade that allow the flapping and rotation movements (Fig 2). This became possible with the invention of plastic. The BO-105 was the first helicopter with such a rotor system.

Gelenkloser Rotor

Fig 2

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Bearingless rotors

The bearingless rotor has no mechanical flapping hinges and rotatable joints and the bearing for the adjustment of the angle of incidence is replaces as well with an elastomer bearing. Because no conventional mechanical bearings are used, maintenance can be reduced considerably. Large forces act on the root of the rotor blade and therefore the bearingless rotor with elastomer bearing is only suited for smaller helicopters. This system was introduced by Aerospatial with the Spheriflex rotor.

Also the semi-rigid system can be classified under the hinged rotor systems (Fig 3). This is only used for helicopters with two rotor blades. The blades are connected to the rotor mast via a kind of rocker that allows flapping motions. Rotatable joints are not required for this system.

Lagerloser Rotor

Fig 3

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Basics of aerodynamics

Before talking about the aerodynamics of helicopters we first have to introduce a few basic principles of aerodynamics.

In order to get aircrafts that are “heavier than air” off the ground a force has to act upwards that is as least equal to the weight of the aircraft. This force is called lift and is created by the wings.


Cross sections of wings have a specific shape, the profile. There is a number of different profile types, depending on the desired flight qualities of the aircraft.

When a wing moves forward, the profile divides the airstream into an upper and a lower part (Fig 1).

Profil teilt Luftstrom

Abb. 1

Suction effect

Because the air is displaced by the curvature of the profile, it has to cover a “longer distance”, which increases the flow speed. The laws of fluid dynamics (Bernoulli equations) state that the increase in flow speed leads to a reduction of pressure. A “pull” is created on the upper surface of the wing (Fig 2). Because the upper and the lower side of the profile have a different curvature, a different “pull” is created.

Drucksreduktion / Sogwirkung

Abb. 2

Air resistance

In case of a symmetric profile (the figure shows a semi-symmetric one) the negative pressure on the lower part of the wing is equal to the one on the upper part. These purely aerodynamic forces are not sufficient to lift an aircraft. The wing has to be slightly bent in the airstream (angle of attack), so that the air is displaced downwards and a positive pressure is created on the lower part of the wing, which increases the total lift (Fig 3).


Abb. 3

Angle of attack / turbulences

This angle of attack additionally causes an increase in negative pressure on the upper side, because the air needs to cover an even greater distance and is thus accelerated even more.

But due to the angle of the wing the air resistance is increased as well, which has to be compensated with a greater propulsion power.

Generally it holds that the lift increases with the velocity of the aircraft. But at the same time the air resistance increases as well. For that reason aircrafts that only fly slowly possess thick profiles, whereas for very fast aircrafts slim profiles are sufficient for generation of the lift. However, speed and angle of attack cannot be increased indefinitely, because the airflow on the upper side can stall. This means that the air flows no longer along the profile but forms turbulent flows (Fig 4).

At first the turbulences form at the trailing edge. If the angle of attack is increased further, more and more turbulences form in direction of the leading edge until the lift is no longer sufficient to keep the aircraft in the air. This state is known as stall and it mainly occurs when the plane is flying too slowly.

As soon as the airflow follows the profile again smoothly the required lift is generated again and the plane is able to fly again.


Abb. 4

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Differences between planes an helicopters


Helicopters are fundamentally different from airplanes. Though aerodynamic forces also play a role for the flight of helicopters they are more difficult to calculate and explain. The main reason is that turning rotors generated additional forces that are not present in the case of planes.

In the case of a winged plane the propulsion is delivered either by a propeller or a jet engine (with the exception of gliders). The lift is generated by the wings and the plane is controlled by flaps, rudders and tail units (Fig 5).

Unterschied Flugzeug

Abb. 5


The case for helicopters is different. The turning rotors create lift, similar to a wing, and accelerate the airflow downwards. This is accomplished by a simultaneous increase in the angle of incidence (the angle between the rotor blade and the helicopters longitudinal axis) and thus also the angle of attack of all rotor blades. This is known as collective pitch. The air is “blown” downwards, similar to a fan, the total lift increases und the helicopter begins to ascend. In order to move the vehicle forwards “only” the rotor plane has to be tilted forwards so that the airflow is slightly “blown” to the back by the rotor (Fig 6).

Unterschied Helikopter

Abb. 6

Helicopter flight control

Helicopter flight control works by the same principle. The rotor blade plane is tilted in the desired direction of flight. This sounds simple, but is in truth a very complex aerodynamic process (we will come to that later). Unfortunately, Newton’s third law states that every action evokes a reaction. This results in the hull of the helicopter starting to turn in the opposite direction of the rotor’s direction of rotation. To prevent this from happening most helicopters have a second, vertically turning rotor, the tail rotor, which compensates for this torque (Fig 7). With this tail rotor the helicopter can be steered along the yaw axis while hovering.

Designs with two oppositely turning main rotors don’t create torque on the hull, resp. the two main rotors compensate each other.

Steuerung Helikopter

Abb. 7

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The helicopter in hovering flight


Different from airplanes, helicopters can fly forwards, sideways and backwards and also stan still in the air. This is possible, because the main rotor blades are rotating and thus the air is flowing constantly and delivers the required lift. In the case of a plane the lift is only created when a sufficiently high forward speed has been reached.

To explain hovering flight we will, for simplicity’s sake, treat the rotor as a disk instead of examining the forces on single rotor blades. This is possible, because the aerodynamic forces are more or less symmetrically distributed over the rotor disk.

In order to keep a helicopter in the air the lift has to be equal to its weight (Fig 8).

Schwebeflug Helikopter

Abb. 8

Angle of attack

If now the angle of attack of all rotor blades with collective pitch is increased simultaneously, the downward airflow rate through the rotor disc increases, more lift is created and the helicopter begins to ascend vertically (Fig 9). 

If the angle of attack is decreased, the total lift decreases and the helicopter begins to descend (Fig 10).

Schwebeflug Helikopter steigt

Abb. 09

Schwebeflug Helikopter sinkt

Abb. 10

Rotation of the main rotor

Because of the rotation of the main rotor a torque is created, that results in a rotation of the trunk opposite to the rotation direction of the main rotor. This unsolicited rotation is adjusted for by the vertical tail rotor (Fig 11). The larger the power of the main rotor, the larger the torque and consequently also the tail rotor has to be sufficiently powerful to correct the torque.

Because the tail rotor creates a horizontal thrust, the helicopter has the tendency to move in the corresponding direction. This direction depends on the rotation direction of the main rotor.

Schwebeflug Helikopter Drehung

Abb. 11

Stationary hovering flight by lateral displacement

This lateral displacement in turn has to be corrected by the main rotor. The airflow, also called downwash, is guided slightly contrary to the direction of displacement so that the helicopter is kept in a stable hovering flight.

Steuerung Helikopter Versetzen

Abb. 12

Hover out of ground effect

For many helicopters the forces of main and tail rotors don’t act in the same horizontal plane. For that reason it is possible that the hovering flight is not horizontal but slightly tilted. If it leans to the left or the right is again primarily dependent of the rotation direction of the main rotor (Fig 12).

Usually the hovering flight requires more power than the forward flight. An important factor for the capability is the air density. The denser the air, the lesser is the required power and the heavier is the weight that the helicopter can carry. Because the air density decreases with increasing altitude the weight of the helicopter has to be decreased in order to keep it in hovering flight. Generally it also holds that the higher the environmental temperature and the altitude, the smaller the capability of the helicopter.

Another factor that influences the capability is the downwash. The state when the airflow can run off unobstructed is called hover out of ground effect (OGE, Fig 13).

Steuerung Helikopter Schwebeflug

Abb. 13

Air cushion - for stationary hovering

The state when the helicopter is hovering close to the ground is called hover in ground effect (IGE). The downwash, which has to be run off laterally, creates a kind of air cushion (Fig 14). Thereby the helicopter requires less power for the stationary hovering.

The higher the altitude of the helicopter, the smaller is the influence of the ground effect. At an altitude of approx. 1.5 times the diameter of the rotor the ground effect is no longer present. The ground effect is furthermore influenced greatly by the nature of the ground and especially its slope. If the slope is steeper, the downwash can run off better and thus the ground effect is less strong.

Steuerung Helikopter stationärer Schwebeflug

Abb. 14

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The helicopter during forward flight

Forwar flight

Arguably the biggest advantage of helicopters is that they are able to both hover in one spot and fly forwards. The transition from hovering to forward flight is an aerodynamically and mechanically exceedingly complex process. For simplicity’s sake we will treat the rotor as a disk instead of examining the aerodynamic conditions at single rotor blades.

As has already been mentioned, the rotor accelerates the air downwards during hovering (Fig 15). In order to transition to forward flight, the whole rotor disc has to be tilted forwards.

Vorwärtsflug Helikopter

Abb. 15


Because of the inclination in the forward direction the air is no longer accelerated vertically downwards, but backwards (Fig 16). Thereby the helicopter starts to move forwards. But because also the lift doesn’t act vertically upwards anymore, the pilot has slightly increase the power during the booster phase to achieve the proper ratio between lift and weight.

Vorwärtsflug Helikopter Neigung

Abb. 16

Blade-tip velocities

The rotations of the rotor cause different flow rates to occur at the rotor blades. The rotor blade that moves forwards (in the direction of flight) is called advancing blade, the one that moves backwards is called retreating blade (Fig 17). 

Helikopter Anströmgeschwindigkeit

Abb. 17

Velocitiy of the advancing blade

The flow rate depends on the forward flight velocity, the revolution speed of the rotor and the diameter of the rotor. If we assume that a helicopter moves forward at a speed of 200 km/h and has a blade tip speed of 750 km/h, the following conditions occur at the rotor:

The advancing blade reaches an effective blade tip speed of 950 km/h (750 +200). This speed is already close to the speed of sound. At the root of the blade a flow rate of over 200 km/h is achieved (Fig 18).

Helikopter Rotation vorlaufendes Blatt

Abb. 18

Velocity of the retreating blade

The retreating blade on the other hand only has an effective blade tip speed of 550 km/h (750 – 200). The flow rate decreases with decreasing distance to the rotation center. Around the blade root it can even occur that the blade is fed from behind and therefore unable to provide lift in this area (Fig 19).

Helikopter Rotation rücklaufendes Blatt

Abb. 19

As we know, the amount of lift depends on the flow rate and the angle of attack (apart from the type of profile). To achieve fairly constant lift conditions across the whole rotor disc, the angle of attack has to be constantly changed during a revolution of the blade because the flow rate also changes constantly. This adjustment of the angle of attack is called cyclic pitch.

The top forward flight speed for modern helicopters is approx. 400 km/h. Above this speed large parts of the advancing blade would be in the supersonic range and a large area of the retreating blade would be stalled. There is no wing profile, which would be able to cover such a big range of velocities.

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The autorotation

Autorotation in case of breakdowns

In order to keep a constant inflow at the rotor blade, the rotor has to run constantly. But what happens when the power – for whatever reasons – breaks down?

Because due to the collective pitch the rotor blades have a relatively wide angle of attack during forward flight and produce a correspondingly big air resistance, the revolution speed of the rotor drops rapidly without power. Thereby also the required lift is lost and the helicopter will crash soon.

Fortunately, that sounds a lot more dramatic than it is. Similar to the gliding flight of an aircraft, the helicopter has so-called autorotation. If the rotor power breaks down during flight, the pilot will immediately decrease the collective angle of incidence of the blades and the helicopter will begin to descend. At the same time, due to the reduced angle of attack, the air resistance at the rotor blades will decrease considerably.

Helikopter Autorotation

Abb. 20

Aerodynamics conditions

As depicted in Fig. 20, the air now no longer flows downwards through the rotor but upwards. Because of the aerodynamic conditions, which we will talk about in more detail later, the revolution speed can be kept constant in this state. To explain the events during autorotation, we should no longer treat the rotor as a disk, but instead examine the events at single rotor blades. In order to do this, we will first have a look at the conditions during powered forward flight (Fig 21).

Helikopter aerodynamische Verhältnisse

Abb. 21

Vertical descent

For a flight profile the lift always acts vertical to the inflow and the air resistance acts in the same plane as the inflow. Because the inflow of a helicopter consists of a horizontal (revolution of rotor) and a vertical component (airflow from above or below), we speak of a relative inflow in the case of a rotor blade. Because the lateral parts of a rotor blade rotate at a faster speed but the vertical component remains more or less constant, the relative inflow changes gradually over the length of the blade. For that reason Fig 21 is only valid for a small part of the blade. Also the angle of attack (angle between chord and relative inflow) is gradually decreased over the length of the blade from the inside out.

To explain autorotation, the rotor will be divided into three areas. For simplicity we will first have a look at vertical autorotation, which occurs when the helicopter is in a vertical descent (Fig. 22).

Helikopter senkrechter Sinkflug

Abb. 22

Vertical autorotation

In that case the areas are distributed symmetrically over the rotor disc. Thereby only the propulsive area is responsible for the revolution of the rotor. Close to the center the flow rate is so small, that the rotor blades are in a stall.

To explain how these areas come about, we have to examine the aerodynamic conditions at the single rotor blade more detailed.

In the propulsive area the total aerodynamic forces act in front of the rotation axis of the rotor. Thus a force that propels the rotor is created.

Helikopter antreibende Rotation

Abb. 23

If the aerodynamic forces act exactly on the rotation axis the revoution speed remains constant.

Helikopter konstant
Abb. 24

In the breaking area the total forces act behind the rotation axis, which means that the rotor is decelerated.

Helikopter bremsende Rotation
Abb. 25


All helicopters are constructed such that there is a balance between the propulsive and the breaking areas. This balance has to be ensured for a vertical descent up until a certain forward speed. During autorotation some helicopters are limited in their maximal forward speed. This is because the propulsive area is shifted with increasing speed (Fig 26). This shift always occurs in direction of the retreating blade.

Helikopter Verschiebung rücklaufendes Blatt
Abb. 26

If the forward speed is increased further in this situation, the propulsive area is shifted further to the right, which leads to the breaking area being larger than the propulsive area, so that the revolution speed can no longer be kept constant.

Usually a certain forward spedd is kept during autorotation. To ensure a safe landing this speed has to be dropped as much as possible. This is done during a flare landing. Close to the ground the pilot pulls the nose upwards, so that the descent is less steep and the speed is reduced. Thereby the rotor can receive more energy (the revolution speed increases) and the helicopter can perform an almost normal landing. This sounds very simple, but is in fact a challenging maneuver for the pilot.

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Der Vortex

Airflow hovering flight

As already mentioned, the air is accelerated downwards through the rotor during a stable hovering flight. The airflow rate is not constant over the length of the blade (Fig 27).

Luftdurchsatz nicht konstant

Abb. 27

Vortex or vortex ring state

The vortex or vortex ring state is created when the helicopter is in a descent or a slow forward flight with a high rate of descent. The rate of descent has to be above 500 ft/min (2,5 m/sec) and the forward speed has to be below the so called transition zone. Additionally, the rotor has to be propelled by the motor. This conditions occur mainly during a steep landing approach with tailwind.

Due to the rate of descent, a flow of air is created that opposes the downwash (Fig 28).

Sinkgeschwindigkeit Wirbelringzustand

Abb. 28


Thereby the air is accelerated downwards in the inner part of the rotor plane, but immediately transported back up by this flow of air (Fig 29).

Bereich der Rotorebene

Abb. 29

Vortex ring state

The air is again aspirated from above and thus a closed circuit is created, the vortex ring state (Fig 30). In this state the helicopter begins to descend even faster, even if the power is increased. Altough the helicopter is still controllable, strong vibrations can occur.

Bereich der Rotorebene

Abb. 30

The vortex can be stopped in two ways:

The first one is to change to forward flight, because then the downwash is dissipated to the back and the rotor can be supplied with “fresh air” from above. This option is used when the vortex occurs close to the ground, e.g. during a landing approach.

The second option is to change to autorotation, so that the airflow from above ceases and the rotor is only flown through from below (as in a normal autorotation).

In any case the pilot needs to react very fast after the occurrence of the vortex, because due to the enormous rate of descent the altitude can become too low to stop the vortex.


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The basics of flight control

A helicopter has three flight control inputs. The cyclic stick, or just cyclic, is used during hovering to direct the helicopter to the left, right, front or back. During forward flight the cyclic is used to initiate turns or up and down pitches. With the pedals the helicopter can be turned along the yaw axis while hovering and with the collective the pilot controls ascent and descent during hovering and, together with the cyclic, the speed during forward flight (Fig 1).

Grundlagen Steuerung

Fig 1

Angle of incidence of the rotor blades

In every helicopter the cyclic is operated with the right hand and the collective with the left. The feet are used to operate the tail rotor with the pedals. Because of a helicopter’s instability the cyclic must never be released during flight unless the helicopter is equipped with an automatic stabilization system.

With the flight control elements (cyclic, collective and pedals), the angle of incidence at the main rotor resp. tail rotor is adjusted mechanically. The angle of incidence is the angle between a defined axis along the helicopter and the position of the rotor blade profile. The angle of attack on the other hand is the angle between the rotor blade profile and the oncoming airflow. This means that by adjusting the angle of incidence with the flight control elements the angle of attack, and thus the lift, changes as well.

When the pilot pulls the collective upwards, the angle of incidence (and thereby the angles of attack) of all rotor blades is increased by the same amount. Thus the total lift increases und the helicopter begins to ascend. Correspondingly the angle of incidence is decreased when the pilot pushes the collective downwards (Fig 2).

Einstellwinkel Rotorblätter

Fig 2

When the cyclic is pushed forwards, the angle of incidence of the rotor blades changes continually during one rotation. Because of the varying lift the rotor blade plane is tilted to the front. Naturally the plane is tilted to the back when the pilot pulls the cyclic backwards (Fig 3).

Einstellwinkel Rotorblätter

Fig 3

Corresponding events happen when the pilot pushes the cyclic either to the right or the left (Fig 4).

Einstellwinkel Rotorblätter

Fig 4

With the pedals the angle of incidence of all tail rotor blades is adjusted collectively (similar to how the collective adjusts the blades of the main rotor). Thereby the thrust of the tail rotor is de- or increased (Fig 5).

Einstellwinkel Rotorblätter

Fig 5

However, there is always an angle. When the pilot operates one of the flight control elements he always needs to adjust the other two. As we have seen, the pilot has to pull the collective upwards when he wants to ascend during hovering. This causes the torque to increase, due to the wider angle of attack of the rotor blades (and thus greater air resistance). Thereby the helicopter begins to rotate along the yaw axis, which needs to be adjusted for via the tail rotor. Because the tail rotor now produces a greater sideway thrust, the lateral dislocation of the helicopter is increased, which needs to be adjusted for via the cyclic.

You could think that the helicopter is now stably hovering. But unfortunately that’s not the case. Due to environmental influences (wind in particular) and the non-constant turbulences around the helicopter, the pilot always needs to adjust with the flight control inputs to keep the helicopter in a stable hovering flight. The big challenge is to properly coordinate all of those small adjustments. Not until a pilot in training doesn’t need to think any more about which control element to use is he able to keep the helicopter constantly in an appropriately stable hovering flight. Some time (along with a few droplets of sweat) is required to train this automatism.

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The technology of flight control

The steering of a helicopter requires control rods, bellcranks and control cables from the flight control elements to the swashplate (resp. to the tail rotor) (Fig. 6).

Technik Steuerung Helikopter

Fig 6

The swashplate

The most important element in flight control is the swashplate. It is located along the rotor axis, right beneath the main rotor and is responsible for the translation of flight control inputs into motion of the main rotor blades. It consists of two parts, a stationary swashplate and a rotating swashplate. The stationary or outer part is connected to the cyclic through control rods and bellcranks. The rotating or inner part is connected to each individual rotor blade. When the swashplate is tilted forwards or sideways with the cyclic the angle of incidence of each rotor blade changes during one rotation (cyclic blade control). When the pilot pulls the collective upwards the entire swashplate moves up and the angle of incidence of all rotor blades increases at the same time (collective blade control). This principle works independently of the number of rotor blades (Fig. 7).

Taumelscheibe Technik Steuerung

Fig 7

In smaller helicopters the steering is usually supported by hydraulic servomotors to reduce the effort of the pilot. In medium-sized and large helicopters the forces acting on the swashplate are so huge that a purely mechanical steering (only with control rods and bellcranks) is no longer possible without hydraulic support.

Technik Steuerung Helikopter

Fig 8

The steering of the tail rotor works in basically the same way. The significant difference is that it only requires the collective blade control. The pedals in the cockpit are connected to the so called spider via control rods, bellcranks and control cables. The spider transmits the steering impulses to the tail rotor blades, similar to the swashplate and the main rotor. Also here applies that larger forces act on the tail rotors of larger helicopters and therefore the need for hydraulic support is greater (Fig 8).

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The NOTAR concept

The NOTAR (NO TAil Rotor) is a type of helicopter with a main rotor but without a tail rotor. This technology was developed and patented by McDonnell Douglas (MD-Helicopters). The main advantage of this system is that there is no hazard from a spinning tail rotor. Also the noise level of the helicopter is greatly reduced. The tail rotors of conventional helicopters produce a majority of the noise.

The concept behind the NOTARs is actually quite simple. A part of the main rotor downwash is conducted through the tail boom and subsequently conducted with a fan. The air current now runs through the tail boom and escapes in the end through pivoting jets. These jets are controlled with the pedals and allow adjustment of the torque and rotation of the helicopter around the yaw axis (Fig 9).

Prinzip NOTARs

Fig 9

This effect is supported mainly by the special shape and by additional escape jets along the tail boom. Due to the air current escaping only on one side the downwash is redirected to the side and accelerated. Thus a lateral aerodynamic lift is created (Fig 10). With this little trick a round body can acquire the properties of a normal wing profile.

aerodynamischer Auftrieb

Fig 10

This system is used mainly for steering during hovering and slow forward flight. During fast forward flight the helicopter is steered in the yaw axis with vertically arranged side rudders. Yaw axis steering is also functional during autorotation because the fan that creates the required airflow rate is coupled mechanically to the main gear.

With kind approval of hubschrauber.li